Shear and Torsion in Beams
In reinforced concrete beams, flexural strength (bending) is always accompanied by shear forces. Shear failures are characteristically brittle, sudden, and catastrophic, providing little to no warning compared to flexural failures. Therefore, design codes stipulate a lower strength reduction factor () to guarantee that a flexural failure, if one occurs, will precede a shear failure.
Diagonal Tension and Cracking Mechanisms
Pure shear stress rarely causes concrete to fail. Instead, the combination of flexural tensile stress and shear stress creates principal tensile stresses that act diagonally across the member's cross-section. Because concrete is weak in tension, it cracks perpendicularly to these principal tensile stresses. This phenomenon is called diagonal tension, and it is the true cause of "shear" failure in concrete beams.
Types of Inclined Cracks
- Web-Shear Cracking: Occurs near the supports of heavily loaded deep beams where flexural (bending) stresses are very low, but shear stresses are extremely high. The crack initiates in the middle of the web (neutral axis) where principal tension is highest, and propagates diagonally at approximately toward both the top and bottom flanges.
- Flexure-Shear Cracking: The most common type in typical beams. It initiates as a vertical flexural crack at the tension face (bottom) where bending stresses are high. As the crack propagates upwards into regions of higher shear stress, it curves into a diagonal trajectory, pointing toward the applied load.
Shear Strength ()
The nominal shear strength of a reinforced concrete section is the combined resistance provided by the concrete () and the shear reinforcement ().
The fundamental LRFD requirement for shear design is:
Where is the factored shear force at the critical section, and .
Concrete Contribution ()
The concrete shear capacity is derived from three primary mechanisms: the uncracked concrete compression zone, aggregate interlock along the diagonal crack surfaces, and dowel action of the longitudinal tension reinforcement.
The basic ACI 318 / NSCP 2015 equation for members subject to shear and flexure only is:
For a more detailed analysis that accounts for the longitudinal reinforcement ratio () and the shear-to-moment ratio (), a more rigorous equation can be used:
Where is the lightweight concrete modification factor ( for normal-weight concrete, for all-lightweight).
Steel Contribution ()
When , shear reinforcement (stirrups) is required to carry the excess shear. Stirrups act like the vertical tension members of a parallel-chord truss, resisting the diagonal tension.
For vertical stirrups crossing the diagonal crack:
Where:
Shear Variables
- : Area of shear reinforcement within spacing (e.g., for a U-stirrup, ).
- : Center-to-center spacing of stirrups along the beam axis.
- : Specified yield strength of transverse reinforcement (limited to 420 MPa to control crack widths).
- : Effective depth.
Types of Shear Reinforcement
Shear Reinforcement Types
- Vertical Stirrups: The most common type. Closed or U-shaped ties placed vertically. They are easy to install and effective against varying load directions.
- Inclined Stirrups: Placed perpendicular to the diagonal cracks (e.g., ). They are more efficient than vertical stirrups () but labor-intensive to construct.
- Bent-Up Bars: Some longitudinal flexural bars that are no longer needed for moment capacity near the supports are bent up diagonally to cross the potential shear cracks.
- Spirals: Continuous helical wires used exclusively in circular columns or piles.
Shear Design Zones and Spacing Limits
The required shear reinforcement varies along the beam span as changes (e.g., maximum near supports, zero near midspan). The design is divided into specific zones:
Design Zones
- Zone 1 (): No shear reinforcement is theoretically required. However, for construction stability, nominal stirrups are often provided.
- Zone 2 (): Minimum shear reinforcement is required () to prevent brittle failure upon the sudden formation of a diagonal crack.
- Zone 3 (): Stirrups must be calculated () and provided such that .
Shear Friction
In situations where a direct shear failure along a specific plane is possible (such as a construction joint, the interface between a beam and a slab, or a crack in a bracket), the concept of shear friction is applied.
Mechanism of Shear Friction
- When a crack forms along the shear plane, sliding causes the rough surfaces to separate slightly.
- This separation elongates any reinforcement crossing the plane, inducing tension in the steel.
- The tension in the steel creates an equal and opposite clamping force (compression) across the crack.
- This clamping force generates friction that resists the sliding shear (), where is the coefficient of friction.
- Friction Coefficient (): Depends heavily on the surface condition:
- : Concrete cast monolithically.
- : Concrete placed against hardened concrete intentionally roughened to a full amplitude of approx. 6 mm.
- : Concrete placed against hardened concrete not intentionally roughened.
Brackets and Corbels
Brackets and corbels are short, cantilevered members projecting from columns or walls to support heavy concentrated loads (like precast beams or crane girders). Due to their small span-to-depth ratio (), standard flexural theory does not apply.
Design Considerations
- Strut-and-Tie Model or Shear Friction: They are typically designed using shear friction at the face of the support, combined with a tension tie () near the top face to resist the cantilever moment and any horizontal tensile forces () from shrinkage or temperature of the supported beam.
- Closed Stirrups: Additional closed stirrups () must be provided parallel to the main tension tie to distribute the internal compression strut and prevent splitting.
- Bearing Plate: A steel bearing plate must be securely anchored at the outer edge to prevent the concrete from crushing or spalling under the heavy concentrated load.
Maximum Stirrup Spacing ()
To ensure every potential diagonal crack is intercepted by at least one vertical stirrup, maximum spacing limits are imposed.
Maximum Spacing Rules
- If : is the smaller of or .
- If : The concrete section is heavily stressed. is halved to the smaller of or .
- Maximum allowable : To prevent crushing of the concrete web prior to stirrup yielding, must never exceed . If it does, the cross-section ( or ) must be increased.
Torsion
Torsion occurs when a member is twisted about its longitudinal axis, such as spandrel beams supporting off-center slabs or curved continuous beams. Torsion causes diagonal tension stresses that spiral around the perimeter of the cross-section, leading to spiraling cracks.
Equilibrium vs. Compatibility Torsion
- Equilibrium Torsion: Torsion is required to maintain the static equilibrium of the structure (e.g., an overhanging canopy supported by a single spandrel beam). It cannot be avoided; the beam must be designed for the full computed torque .
- Compatibility Torsion: Torsion arises due to the continuity of adjacent members twisting together (e.g., a continuous slab framing into an edge beam). If the beam cracks and loses torsional stiffness, the internal forces redistribute, reducing the actual torque. The code allows reducing to a specific cracking torque limit.
Threshold Torsion ()
Torsional effects can be safely neglected if the factored torque is below the threshold torsion (). Below this value, torsion will not significantly reduce the shear or flexural strength of the beam. For nonprestressed members subject to axial load:
Where:
Torsion Variables
- : Area enclosed by the outside perimeter of the concrete cross section.
- : Outside perimeter of the concrete cross section.
- : Factored axial force (positive for compression, zero if absent).
Torsional Reinforcement Requirements
If , the beam must be designed for combined shear and torsion. Torsion is modeled using a space truss analogy, resisted by the concrete shell, closed stirrups, and longitudinal bars.
Torsional Reinforcement Rules
- Space Truss Analogy: Torsion is modeled as a hollow tube (space truss). The concrete shell acts as diagonal compression struts spiraling around the section, while the closed stirrups and longitudinal bars act as the tension ties. The solid core is assumed inactive in resisting torsion after cracking.
- Transverse Reinforcement: Closed, continuous stirrups () must be provided around the perimeter to resist the diagonal tension on the outer faces. U-stirrups are not allowed for torsion because they cannot form the complete tension ring of the space truss.
- Longitudinal Reinforcement: Because torsion causes spiraling tension, it requires longitudinal bars () in addition to flexural bars. These must be distributed uniformly around the inner perimeter of the closed stirrups, spaced no more than apart, with at least one bar in every corner to anchor the stirrups against the inward thrust of the concrete struts.
- Max Spacing: The spacing of transverse torsional reinforcement shall not exceed the smaller of or ( is the perimeter of the centerline of the outermost closed stirrup).
Key Takeaways
- Shear failures are fundamentally caused by diagonal principal tension and are brittle, necessitating a lower strength reduction factor ().
- The nominal shear strength is the sum of the concrete's capacity, (), and the transverse reinforcement's capacity, ().
- Whenever , a minimum amount of stirrups () must be provided to arrest sudden diagonal cracking.
- Stirrup spacing is strictly limited ( or depending on the magnitude of ) to ensure every potential crack is intercepted. The code strictly limits maximum shear reinforcement to to prevent concrete crushing.
- Torsion can be ignored if . If exceeded, it requires closed transverse stirrups and an evenly distributed cage of additional longitudinal bars around the section perimeter.